The financial and capital markets environment in Kenya is governed by strict regulatory frameworks designed to ensure transparency, investor protection, and market stability. At Muriungi, Kajuju & Karoki Advocates LLP, we advise companies, investors, financial institutions, and fintech innovators on compliance with securities laws and regulatory requirements.

Our services in securities regulation include:

• Regulatory Compliance Advisory – Guiding clients on adherence to Capital Markets Authority (CMA) rules, NSE listing requirements, and other statutory obligations.

• Capital Raising & Investment Structuring – Supporting public and private offerings, private equity transactions, crowdfunding, and structured investment products.

• Licensing & Approvals – Assisting brokers, fund managers, investment advisors, and collective investment schemes in obtaining and maintaining regulatory licenses.

• Securities Contracts & Documentation – Drafting and reviewing shareholder agreements, prospectuses, disclosure statements, and subscription contracts.

• Investigations & Enforcement Defence – Representing clients in regulatory inquiries, audits, and enforcement actions by CMA or other oversight bodies.

• Corporate Governance & Disclosure Obligations – Ensuring ongoing compliance with reporting standards, insider trading rules, and governance best practices.

With evolving financial technologies and market innovation, we offer both traditional and forward-looking legal support to help clients operate securely within the regulatory framework while pursuing growth and investment opportunities.